Data Integrity Testing

Ensuring Data Integrity in DWH/BI Systems with 3 Types of Testing

Editor’s note: Wayne Yaddow is an independent consultant with over 20 years’ experience leading data migration/integration/ETL testing projects at organizations including J.P. Morgan Chase, Credit Suisse, Standard and Poor’s, AIG, Oppenheimer Funds, IBM, and Achieve3000.  Additionally, Wayne has taught  IIST (International Institute of Software Testing) courses on data warehouse, ETL, and data integration testing. He continues to lead numerous ETL testing and coaching projects on a consulting basis. You can contact him at [ Read more of Wayne’s BI/DWH testing blogs ]

Data warehousing and business intelligence users assume, and need, trustworthy data.

In the Gartner IT Glossarydata integrity and data integrity testing are defined as follows:

  • Data Integrity:  the quality of the data residing in data repositories and database objects. The measurement which users consider when analyzing the value and reliability of the data.
  • Data Integrity Testing:  verification that moved, copied, derived, and converted data is accurate and functions correctly within a single subsystem or application.

Data integrity processes should not only help you understand a project’s data integrity, but also help you gain and maintain the accuracy and consistency of data over its lifecycle. This includes data management best practices such as preventing data from being altered each time it is copied or moved. Processes should be established to maintain DWH/BI data integrity at all times. Data, in its production state, is the driving force behind industry decision making. Errors with data integrity commonly arise from human error, noncompliant operating procedures, errors in data transfers, software defects, compromised hardware, and physical compromise to devices.

This blog provides a focus on DWH/BI “data integrity testing”—testing processes that support:

  • All data warehouse sources and target schemas
  • ETL processes
  • Business intelligence components/front-end applications

We cover how data integrity verification is addressed in each of the above categories.

Other categories of DWH/BI and ETL testing are not a focus here (e.g., functional, performance, security, scalability, system and integration testing, end-to-end, etc.).

Classifications of Data Integrity for DWH/BI Systems

Data Integrity is an umbrella term that refers to the consistencyaccuracy, and correctness of data stored in a database. There are three primary types of data integrity:

  • Entity Integrity ensures that each row in a table (for example) is uniquely identified and without duplication. Entity integrity is often enforced by placing primary key and foreign key constraints on specific columns. Testing may be achieved by defining duplicate or the null values in test.
  • Domain Integrity requires that each set of data values/columns falls within a specific permissible defined range. Examples of domain integrity are correct data type, format, and data length; values must fall within the range defined for the system; null status; and permitted size values. Testing may be accomplished, in part, using null, default and invalid values.
  • Referential Integrity is concerned with keeping the relationships between tables Referential integrity is often enforced with Primary Key (PK) and Foreign Key (FK) relationships. It may be tested, for example, by deleting parent rows or the child rows in tables.

Verifying Data Integrity in Schemas, ETL Processes, and BI Reports

The framework in Figure 1 illustrates the major DWH/BI components that are generally tested in all categories of end-to-end DWH/BI testing. Data integrity testing often requires considerable time and resources.

Figure 1: General Framework for DWH/BI End-to-end Data Verifications

The following DWH/BI components are presented in the testing framework:

1. Verifications of Source and Target Data Requirements and Technical Schema Implementations

Requirements and schema-level tests confirm to what extent the design of each data component matches the targeted business requirements.

This process should include the ability to verify:

  1. Business and technical requirements for all source and target data
  2. Data integrity specifications technically implemented (DBMS, file systems, text files, etc.)
  3. Data models for each implemented data schema
  4. Source to target data mappings data loaded into DWH targets. Examples of sources and associated targets include source data that are loaded to staging targets as well as staging data that are loaded to data warehouse or data mart targets

Schema quality represents the ability of a schema to adequately and efficiently project ‘information/data’. Schema in this definition refers to the schema of the data warehouse regardless if it is a conceptual, logical or physical schema, star, constellation, or normalized schema. However, this definition is extended here to include the schemas of all data storages used in the whole data warehouse system including the data sourcing, staging, the operational data store, and the data marts. It is beneficial to assess the schema quality in the design phase of the data warehouse.

Detecting, analyzing and correcting schema deficiencies will boost the quality of the DWH/BI system. Schema quality could be viewed from various dimensions, namely schema correctness, schema completeness, schema conformity, schema integrity, interpretability, tractability, understandability, and concise representation.

2. ETL source and target data integrity tests

Most DWH integrity testing and evaluation focus on this process. Various functional and non-functional testing methods are applied to test the ETL process logic for data. The goal is to verify that valid and invalid conditions are correctly processed for all source and target data, ensuring primary and foreign key integrity, verifying test correctness of data transformations, data cleansing, application of business rules, etc.

A properly-designed ETL system extracts data from source systems, enforces data quality and consistency standards, conforms data so that separate sources can be used together, and finally delivers data in a format that enables application developers to build applications and enables end users to make decisions

3. BI reporting verifications

BI applications provide an interface that helps users interact with the back-end. The design of these reports is critical for understanding and planning the data integrity tests.

Insights such as what content uses which information maps, what ranges are leveraged in which indicators, and where interactions exist between indicators is required to build a full suite of test cases. If any measures are defined in the report itself, these should be verified as accurate. However, all other data elements that are pulled straight from the tables map should already have been validated from one of the above two sections.

A sample DWH/BI verification framework and sample verifications

DWH/BI data integrity verification is categorized here as follows. Figure 2 shows a verification classification framework for the techniques applicable to sources and targets in data warehouse, ETL process, and BI report applications.

Figure 2: Framework for DWH/BI Data Integrity Verifications

The “what”, “when” and “where” of DWH/BI data integration testing is represented in Figure 3.

  • Column headings represent when and where data-related testing will take place
  • Rows represent “what” data-related items should be considered for testing

Figure 3: A Sampling of Verifications in the Three Categories of Data Integrity Testing: Schemas, ETL Processes, and BI Reports

Key Takeaways

  • Data in its final state is the driving force behind organizational decision making.
  • Raw data is often changed and processed to reach a usable format for BI reports. Data integrity practices ensure that this DWH/BI information is attributable and accurate.
  • Data can easily become compromised if proper measures are not taken to verify it as it moves from each environment to become available to DWH/BI projects. Errors with data integrity commonly arise through human errors, noncompliant operating procedures, data transfers, software defects, and compromised hardware.
  • By applying the strategies introduced in this blog, you should be able to improve quality and reduce time and costs when developing a DWH/BI project.